Capital Flow Analysis: Internet Research Resources: Bankers, Brokers, and Issuers of Asset-Backed Securities

Bankers and Brokers

Research Sources

General links

American Bankers Association star
U.S. House Committee on Financial Services star
Federal Reserve System star
Federal Reserve Bank of New York star
Bank for International Settlements star
Federal Deposit Insurance Corporationstar
U.S. Department of the Treasury star
The World Bank Group star
National Association of Securities Dealers star
U.S. Securities and Exchange Commission star
New York Stock Exchangestar
International Organization of Securities Commissions (IOSCO) star
Basel Committee on Banking Supervision star
Chicago Board Options Exchange star
Securities Industry Association star
American Stock Exchange star
Independent Community Bankers of America
The Enron Nine: Major Banks Involved in the Enron Scandal
U.S. Senate Committee on Banking, Housing, and Urban Affairs
New York State Banking Department
Money: What It Is; How It Works
How The Fed Works
Deposit Insurance and Risk Management of the U.S. Banking System
Bank Derivative Activity in the 1990s
Enhancing Bank Transparency: Risk Institute
Financial Economists Roundtable Pooh-poohs Derivative Risk (Before LTCM)
GAO Report on Long Term Capital Management icon-pdf-1
Risk Management Lessons from Long Term Capital Management
Failure of Long Term Capital Management: Speech in House of Representatives
An Investor's Guide to Asset Backed Securities icon-pdf-1
Association of Financial Guaranty Insurers
Orrick: Structured Finance
An Overview of Credit Card Asset Backed Securities icon-pdf-1
Securities, Commodities, and Financial Service Sales Agents
SEC Law web site
Investors and Securities: Office of NY State Attorney General Elliot Spitzer
NACHA: The Electronics Payment Association
Depository Trust and Clearing Corporation
SEC Division of Market Regulation: Broker-Dealer Reports
The Structure of OTC Derivative Markets icon-pdf-1
SEC Testimony on OTC Derivative Markets
IMF View of International Capital Markets
Greenspan: Regulation of OTC Derivatives
Understanding the Glass-Steagall Act
The Long and Bumpy Road to Glass-Steagall Reform
Fractional Reserve Banking Revisited
Banking Lessons from the Ante Bellum South
Cato Institute: Bank Failures and Systemic Risk
Bank Failures in the Great Depression
Continental Illinois and 'Too Big To Fail'
Case Study: Penn Square Bank NA icon-pdf-1
Savings Banks History
The Fed's Predecessors in American History
Banking in American History
Charles Merrill: Founder of Merrill Lynch
The J.P. Morgan Chase - Bank One Watch
Historical Perspectives: Pecora Hearings 1933
Suspension of payments and bank failures
Ludwig von Mises Institute: The Monetary Breakdown of the West
Important dates in the history of gold
Custodians wake up to risk reporting
Continuous Linked Settlement: What Custodians Need to Know and Do
Citibank Corporate History
The Association of Global Custodians icon-pdf-1
Risk Institute: Overview on Netting and Insolvency
Statement of the International Swaps and Derivatives Association icon-pdf-1
What is an Interest Rate Swap?
Chicago Board of Trade: 10 Year Interest Rate Swaps Futures
Futures Industry Association
International Swaps and Derivatives Association
Group of Thirty (G30)
International Securities Services Association:   ISSA Handbook
Cato Institute: International Banking Regulation and Basel II
International Securities Lending Association
BNP Paribas Equity Derivatives Glossary
Derivatives Glossary
Financial Accounting Standards Board: Derivatives Implementation Group
Glossary of 5000 Financial Terms in English, German, French, and Italian
Derivatives Portal on the Internet
Securities Industry Institute

Specific Links: Commercial Banks

Federal Financial Institutions Examinations Council star
FDIC: Bank Data and Statistics star
FR Board: Structure and Share Data for U.S. Offices of Foreign Banks star
Chicago Fed: Bank Holding Company Data star
Yahoo Directory of Bank Holding Companies star
SIA: Bank Holding Company Act of 1956 star
Cleveland Fed: Bank Holding Company Data star
Financial Services Fact Book: Banking star
Foreign Bank Offices by State star
Dept of Treasury: Executive Office for Terrorist Financing & Financial Crime star
Federal Reserve Release H.8: Assets & Liabilities of Commercial Banks star
Open Secrets: Political Contributions of Commercial Banks (Look up) star
FDIC: Commercial Bank Reports star
ERS: USDA: Commercial Banks and Agriculture star
American Banker Online: Rating the Banks star
BIS: Commercial Banks in the Securities Business  icon-pdf-1

Specific Links: Savings Institutions

FDIC: Statistics of Banking (Check Savings Institutions) star
FDIC: Savings Institutions Reports star
FDIC: The S&L Crisis: A Chrono-Bibliographystar
Office of Thrift Supervision: Statistical Releases star
Bureau of Labor Statistics: Savings Institutions star
Open Secrets: Savings and Loans Political Contributions star
OTS: Thrift Industry Charts star
OTS: Thrift Industry Selected Indicators star
OTS: Risk Management Series of Papers star
National Credit Union Administration star
Federal Financial Institutions Examinations Council (FFIEC) star
Financial Services Fact Book: National Savings star
Morningstar: Savings and Loans: Total Returns

Specific Links: Issuers of Asset-Backed Securities

Sallie Mae Annual Report star
Securitization Net:  Articles on ABS star
Financial Services Fact Book: Asset Backed Securities star
Asset Backed Alert:   Rankings of Market Players star
Asset Backed Alert:   ABS Market Statistics star
Association of Financial Guaranty Insurersstar
MBIA:  World's largest guarantor of structured finance star
Fannie Mae:  Mortgage Backed Securities star
SEC: Mortgage Backed Securities  star
Ginnie Mae:  Mortgage Backed Securities Guide star
Fixed Income Clearing Corporation : Mortgage Backed Securities star
Trepp CMBS Services
Finpipe:  Mortgage Backed Securities
General Electric Structured Finance
CATO Institute:  Uses and Abuses of Structured Finance
Fixed Income Toolbox:  Mortgage Backed Securities

Specific Links: Securities Brokers and Dealers

BLS: Securities, Commodities, and Financial Services Sales Agents. star
U.S. Census Bureau: 1997 Economic Census star
Open Secrets:  Political Contributions of the Securities Industry star
SIA: Key Trends in the Securities Industry star
SIA:  Securities Industry Employment (NY area) star
SIA:  Securities Industry Financial Results star
SIA: Selected Securities Industry Statistics star
Securities Industry Automation Corporation SIAC star
New York Stock Exchange star
NASDAQ Stock Market star
American Stock Exchange star
Instinet: The Institutional Broker star
Depository Trust and Clearing Corporation star
U.S. Securities and Exchange Commission star
ABA Securities Association star
The Bond Market Association star
Chicago Board of Trade star
Chicago Board Options Exchange star
National Association of Securities Dealers NASD star
INET: The Electronic Futures Exchange star
Commodity Futures Trading Corporation CFTC star
Pacific Exchange star
World Federation of Exchanges star
International Organization of Securities Commissions (IOSCO) star
International Securities Services Association (ISSA) star
National Investment Banking Association
National Association of Stockbrokers
Family Office Exchange
Hedge Fund Association
New York Society of Security Analysts
Association of Global Custodians


'Securities Industry News', Subscription
'Securities Operations: A Guide to Trade and Position Management', Hardcover, Michael Simmons

If you don't know the back office, you don't understand the securities industry.

'After the Trade is Made: Processing Securities Transactions', Hardcover, David M. Weiss

A classic work of securities operations.

'Global Custody: The Industry, The Strategies, and The Competitive Opportunities', Hardcover, James Essinger

Global custody is the basis for the international securities market.

'Leading Investment Bankers', Aspatore Books Staff,

Articles on investment banking from heads of Merrill Lynch, Deutsche Bank, Salomon Smith Barney, and more.

'Inside MBS & ABS', Subscription

Premier source of information on MBS and ABS

'Commercial Mortgage Alert', Subscription

Fed's source for FOF data.

'Salomon Smith Barney Guide to Mortgage-Backed and Asset-Backed Securities', Hardcover, Lakhbir Hayre

Comprehensive treatment of MBS/ABS market, by the pioneers who helped create the market.

'Thrifts Under Siege: Restoring Order to American Banking', Paperback, R. Dan Brumbaugh

Reveals how legislators and regulators mishandled the crisis for over a decade.

'The S&L Debacle: Public Policy Lessons for Bank and Thrift Regulation', Hardcover, Lawrence J. White

Surveys the U.S. thrift industry since the 1930s through the failure of savings and loans in the 1980s.

'The Invisible Hand of U.S. Commercial Banking Reform: Private Action and Public Guarantees', Hardcover, Margaret M Polski

Description of evolution of U.S. banking in the late 20th century.

Bank Management, Hardcover, Timothy W. Koch, Steven Scott Macdonald

Text book by Professor Koch (USC) explains workings of U.S. commercial banks at opening of 21st century.

'Financial Risk Management in Banking: The Theory and Application of Asset and Liability Management', Hardcover, Dennis G. Uyemura, Donald R. Van Deventer

Asset and Liability Management (ALM) in banking, beyond the MBA level, but presented in a simple style.

'Clearing, Settlement, and Custody', Paperback, David Loader

Clearing, settlement and custody is at the heart of everything that happens in the financial markets.

'The History of Money and Banking in the United States: The Colonial Era to World War II', Paperback, Marray N. Rothbard

Never has the story of money and banking been told with such rhetorical power and theoretical vigor.

'King of Capital:Sandy Weill and the Making of Citigroup', Hardcover, Amey Stone, Mike Brewster

James Stillman Rockefeller (City Bank President in the 1950s) may be turning over in his grave.

'Value-at-Risk: Theory and Practice', Hardcover, Glyn Holton

(VaR) is a measure of market risk that has been widely adopted since the mid-1990s for use on trading floors

'Wriston: Walter Wriston, Citibank, and the Rise and Fall of American Financial Supremacy', Hardcover, Phillip L. Zweig

One of the first MBAs to hit Wall Street.

'Commercial Bank Management', Hardcover, Peter S. Rose

The field of banking from the perspective of both a bank customer as well as a bank manager.

'Financial Institutions Management', Hardcover, Anthony Saunders, Marcia Cornett

A comprehensive, excellent overview of risk management in different kinds of financial institutions.

'Financier: The Biography of Andrè Meyer: A Story of Money, Power, and the Reshaping of American Business', Hardcover, Cary Reich

He ran Lazard Frères New York operation and became one of the most famous limousine liberals.

BOOK SEARCH:  Banking History

BOOK SEARCH:  Commercial Banking

BOOK SEARCH:  Savings Institutions

BOOK SEARCH:  Broker-Dealers  

BOOK SEARCH:  Stock Exchange

BOOK SEARCH:  Securities Exchange Commission

BOOK SEARCH:  Asset Backed Securities

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