Archive for March 4th, 2006

How Well Does the SEC Protect Investors?

One of the most entrenched principles of securities market supervision is ‘non-merit regulation’ — a guiding light of the Securities and Exchange Commission since its founding in 1934. The idea behind ‘non-merit regulation’ is that the SEC should focus efforts on getting issuers and intermediaries to provide disclosure of material facts about securities being marketed […]

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